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110 Treffer

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  1. Detailansicht für Treffer 1 öffnen
    Regulations Regarding the Application of Section 172(h) Including Consolidated Groups.
    Miller, Steven T.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-09-17), Heft 180, S. 57452-57476
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  2. Detailansicht für Treffer 2 öffnen
    Rules and Regulations: DEPARTMENT OF THE TREASURY.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 79 (2014-01-17), Heft 12, S. 3094-3104
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  3. Detailansicht für Treffer 3 öffnen
    Pacific Life Insurance Company, et al.; Notice of Application.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-02-17), Heft 33, S. 9708-9713
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  4. Detailansicht für Treffer 4 öffnen
    Prudential Investment Portfolios 3, et al.; Notice of Application.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-09-17), Heft 180, S. 57162-57166
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  5. Detailansicht für Treffer 5 öffnen
    IndexIQ Advisors LLC and IndexIQ Active ETF Trust; Notice of Application.
    Peterson, Jill M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-08-17), Heft 160, S. 49839-49846
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  6. Detailansicht für Treffer 6 öffnen
    Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-07-18), Heft 138, S. 42347-42349
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  7. Detailansicht für Treffer 7 öffnen
    Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot Program.
    Murphy, Elizabeth M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-04-06), Heft 67, S. 20867-20869
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  8. Detailansicht für Treffer 8 öffnen
    Notices: SECURITIES AND EXCHANGE COMMISSION.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 79 (2014-05-01), Heft 84, S. 24763-24809
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  9. Detailansicht für Treffer 9 öffnen
    Notices: SECURITIES AND EXCHANGE COMMISSION.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 78 (2013-06-14), Heft 115, S. 35996-36010
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  10. Detailansicht für Treffer 10 öffnen
    Notices: SECURITIES AND EXCHANGE COMMISSION.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 78 (2013-06-12), Heft 113, S. 35330-35351
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  11. Detailansicht für Treffer 11 öffnen
    Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish ''Benchmark Orders'' Under NASDAQ Rule 4751(f).
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-05-17), Heft 96, S. 29435-29438
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  12. Detailansicht für Treffer 12 öffnen
    Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Alternative to the $4 Per Share Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 Closing Price Per Share or $3 Closing Price Per Share, if Certain Other Listing Requirements are Met
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-04-24), Heft 79, S. 24549-24553
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  13. Detailansicht für Treffer 13 öffnen
    Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI Denmark Capped Investable Market Index Fund.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-02-14), Heft 30, S. 8315-8318
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  14. Detailansicht für Treffer 14 öffnen
    Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF Under NYSE Arca Equities Rule 8.600
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-02-13), Heft 29, S. 7643-7647
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  15. Detailansicht für Treffer 15 öffnen
    Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Pilot for NASDAQ Basic.
    Murphy, Elizabeth M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 76 (2011-10-17), Heft 200, S. 64147-64151
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  16. Detailansicht für Treffer 16 öffnen
    Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend BATS Rule 13.3 To Prohibit Members From Voting Uninstructed Shares on Certain Matters and To Align BATS Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, With the Rules of Other Self- Regulatory Organizations
    Murphy, Elizabeth M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 76 (2011-10-06), Heft 194, S. 62107-62110
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  17. Detailansicht für Treffer 17 öffnen
    Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Range Options on the S&P 500 Index.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-09-10), Heft 175, S. 55515-55517
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  18. Detailansicht für Treffer 18 öffnen
    Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-09-10), Heft 175, S. 55517-55519
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  19. Detailansicht für Treffer 19 öffnen
    Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 134- Equities To Shorten the Time Frame for Assigning the Contra Party to Unresolved Account Balances in the Exchange's Online Comparison System
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-07-20), Heft 140, S. 42786-42788
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  20. Detailansicht für Treffer 20 öffnen
    Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security.
    O'Neill, Kevin M.
    In: Federal Register (National Archives & Records Service, Office of the Federal Register), Jg. 77 (2012-07-03), Heft 128, S. 39545-39547
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